In The Matter of the Contravention of section 56(4) of the Securities Act 2012 and By-Law 53 of the Securities (General) By-laws, 2015 by RBC Investment Management (Caribbean) Limited Order – RBC Administrative Fine – $29,000
In The Matter of the Contravention of Section 66(1) of the Securities Act 2012 by Trinidad and Tobago Housing Development Corporation Contravention Order -HDC- Section 64 – $99,000
EFCL – Change to Senior Officers – D. Cox
OCM – Change to Senior Officer – K. Ng Tang
FCAM – Change to Board of Directors – Robin Lewis
PTSC – Change to the Board of Directors – Terrence Beepath
cttl-change-of-board-of-directors-mr-miguel-martinez
wco-change-to-board-of-directors-mr-allan-bergin
OMI – Change to Board of Directors – Mark Satchel
AHL – Change to Board of Directors – Trevor Marshall
