Registration & Renewal Process

Checklists

– Registration of Securities
– Registration of Companies and Individuals
– Renewal of Registration

Forms, Instructions & Other Documents

Latest News and Announcements

Mission

To protect investors, promote and enable the growth and development of the securities industry by nurturing fair, efficient and transparent securities markets, cooperating with other regulators and mitigating systemic risk.

Vision

To be an effective regulator fostering confidence in the securities industry

Board of Commissioners

Powers and Functions

Annual Reports

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Investor Education Get Answers and Tools Lodge a Complaint Useful Links

Find Registered Individuals and Companies