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Tag Filing

Tag Archives: Filing

TCL – Material Litigation

TCL – Material Litigation

Adrian Pennie •7 Feb 2022Uncategorized Filing, material change, TCL

TCL – Execution of Services and Intellectual Property Agreements

TCL – Execution of Services and Intellectual Property Agreements

Adrian Pennie •7 Feb 2022Material Change Filing, material change, TCL

MASSY – Change to Senior Officers – Howard Hall

MASSY – Change to Senior Officer – Howard Hall

Adrian Pennie •7 Feb 2022Material Change Filing, Massy, material change

WCO – Change to Senior Officer – Ingrid Lashley

WCO – Change to Senior Officer – Ingrid Lashley

Adrian Pennie •7 Feb 2022Material Change Filing, material change, WCO

Importance of Filing and Disclosure

The Trinidad and Tobago Securities and Exchange Commission (TTSEC), as the regulator of the securities industry, utilises various mechanisms in discharging its statutory mandate to protect the rights and interests of investors. Among the mechanisms employed by the TTSEC to promote investor protection, is by ensuring registrants disclose all relevant …

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Nicole Bachan •1 Sep 2021Published Articles Disclosure, Filing, TTSEC

WASA – Change to Board of Commissioners – Mr. Keith London, Mr. Preston George and Ms. Patricia Narayansingh

WASA – Change to Board of Commissioners – Mr. Keith London, Mr. Preston George and Ms. Patricia Narayansingh

Nicole Bachan •27 Dec 2018Material Change Filing, material change, PTSC, TTSEC

PTSC – Change to Senior Officer – Ro Ann Wright

PTSC – Change to Senior Officer – Ro Ann Wright,

Nicole Bachan •27 Dec 2018Material Change Filing, material change, PTSC, TTSEC

PTSC – Change to Senior Officer – Adana Castellano

PTSC – Change to Senior Officer – Adana Castellano

Nicole Bachan •27 Dec 2018Material Change Filing, material change, PTSC, TTSEC

ECPFL – Change to Senior Officers – D. Duncan, R. Luck, S. Donaldson

ECPFL – Change to Senior Officers – D. Duncan, R. Luck, S. Donaldson

Nicole Bachan •14 Dec 2018Material Change ECPFL, Filing, material change, TTSEC

FCIB-Change to Board of Directors – C. Gomez

FCIB-Change to Board of Directors – C. Gomez

Nicole Bachan •13 Dec 2018Material Change FCIB, Filing, material change, TTSEC
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    TTSEC

    • Home
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        • International
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      • Registered Companies, Individuals
      • Manual Registration and Renewal
      • Checklists for Registration and Renewal of Registration
    • Filings
      • Material Change
      • Documents Filed-Securities Registrations
      • Registrants’ Financial Statements
    • MMRF Forms
      • CBTT
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    • AML-CFT
      • Beneficial Ownership
      • Checklist for the approval of Compliance Officers
      • Fit & Proper Criteria for Approval of Compliance Officers
      • AML-CFT FAQs
      • Compliance Officer Application Form
      • Public Statements
      • AML-CFT Updates
      • Draft Policies
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      • Complaints Online Form
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