Contravention Order -GAMISL – $2000.00
In The Matter of the Contravention of By-Law 28 of the Securities (General) By-Laws, 2015 By Guardian Asset Management and Investment Services Limited Contravention Order -GAMISL – $2000.00
Category Archives: Orders
Contravention Order – WISE – $3,000.00
In the Matter of the Contravention of Section 56(4) of the Securities Act Chapter 83:02 of the Laws of the Republic of Trinidad and Tobago, and By-Law 53(2) of the Securities (General) By-Laws 2015 By West Indies Stockbrokers Limited Contravention Order – WISE – $3,000.00
Contravention Order – PHL- $1,000.00
In The Matter of a Contravention of Section 61(2) of the Securities Act Chapter 83:02 of the Laws of the Republic of Trinidad and Tobago By Prestige Holdings Limited Contravention Order – PHL- $1,000.00
Contravention Order- TTHDC- $17000.00
In The Matter of the Contravention of Section 66(1) of the Securities Act Chapter 83:02 of the Laws of the Republic of Trinidad and Tobago By Trinidad and Tobago Housing Development Corporation Contravention Order- TTHDC- $17000.00
Contravention Order – Mr. Avinash Bissessar – $23,800.00
In The Matter of a Contravention of Section 136(1) of the Securities Act Chapter 83:02 of the Laws of the Republic of Trinidad and Tobago By Avinash Bissessar Contravention Order – Mr. Avinash Bissessar – $23,800.00
Order- De-List GORTT TT$794M 13-year 5.95% Fixed Rate Bond
In the Matter of Section 45(1) of the Securities Act, Chapter 83:02 of the Laws of the Republic of Trinidad and Tobago and In the Matter of an Application by the Trinidad and Tobago Stock Exchange Limited to De-List the Government of the Republic of Trinidad and Tobago’s TT$794M 13-year 5.95% …
Order- De-list GORTT TT$500 Million 6- year 3.80% Fixed Rate Bond
In The Matter of Section 45(1) and Section 159(10) of the Securities Act Chapter 83:02 of the Laws of the Republic of Trinidad and Tobago And In the Matter of an Application by The Trinidad and Tobago Stock Exchange Limited, to De-list the Government of the Republic of Trinidad and Tobago’s TT$500 …
Order- De-list GORTT TT$300M 20-year 6.75 Fixed Rate Bond
In the Matter of Section 45 (1) of the Securities Act Chapter 83:02 of the Laws of the Republic of Trinidad and Tobago and In the Matter of an Application by the Trinidad and Tobago Stock Exchange Limited for the De-Listing of the Government of the Republic of Trinidad and Tobago …
Contravention Order Nestle – $25,000.00
In the Matter of a Contravention of Section 65(1) of the Securities Act Chapter 83:02 of the Laws of the Republic of Trinidad and Tobago and By-Law 48(1) of the Securities (General) By-Laws, 2015 By Nestle Trinidad and Tobago Limited. Order – NTTL – $25,000.00
Contravention Order MTS – $ 1,000.00
In the Matter of the Contravention of Section 66(1) of the Securities Act Chapter 83:02 of the Laws of the Republic of Trinidad and Tobago By National Maintenance Training and Security Company Limited. Order – MTS – $1,000.00